In the wake of the 2001
attacks on the United States and the wars in Iraq and
Afghanistan, the world faces two deadlocked forces. The
spreading menace of worldwide terror networks represents one
side of this dilemma. On the other is the mindset behind the
response of the most powerful superpower in history. The
reactionary logic of both means that unless some viable
alternative emerges we will remain in the grip of this
so-called war on terror for years, perhaps generations, to
come. In this context David Held intervenes by defending
cosmopolitan principles as an alternative to the stalemate.
Because our contemporary world is constituted by what Held
calls “overlapping communities of fate,” (p. x; 168) the
solution cannot come in the form of a new bipolar conflict.
The challenge then is to discredit the strategy the United
States has so far pursued in its recent wars, which Held
sees as the military front of the neoliberal Washington
consensus that fuels the contemporary phase of
globalization. At the same time, the ultimate inhumanity of
terrorism as a viable form of action must also be
delegitimized. It is the latter objective that poses the
most significant problems for Held’s approach.
While global security concerns once again seized much of
the world’s attention, understanding the legal, economic
and political institutions underpinning the globalization
phenomenon is critical to any analysis. The conservative
Washington consensus emerged after the developmental
policies of the 1960s and ‘70s failed. In the old scheme,
the United Nations proclaimed that every state could
“‘develop’…if only [they] would implement appropriate
policies….” In so doing, all states could become “more or
less equally wealthy.” (Wallerstein 123) The new
globalization according to the Washington consensus
maintains that open markets are key to raising all ships.
Yet after two decades of this approach, the world faces
deepening economic disparities as wealth increasingly
concentrates in fewer and fewer hands even as the proportion
of people living in extreme poverty appears on the decline.
(p. 35–7) Held also sites evidence that the open market
imperative may actually do more harm than good if executed
too hastily. Emerging economies may actually need a period
of protectionism before exposure to global free markets.
Held rightly notes this should come as no surprise “since
nearly all of today’s developed countries initiated their
growth behind tariff barriers, and only lowered these once
their economies were relatively robust.” (pp. 51–2)
Furthermore, national political mechanisms that supposedly
represent constituent interests are in many ways being
undermined by the international and intergovernmental
regulatory agencies purportedly set up to benefit all. These
agencies largely escape accountability to popularly
generated national will. And in many regards Held argues,
the state of international law faces fundamental crises of
authority and enforcement. (p. 125–32)
Much of this alarming evidence presented here has been
raised by many others. (Sassen; Stiglitz) This includes
Held’s own recent collaborative works. (Held and McGrew
Governing Globalization; Held et al.; Held; Held and
McGrew Globalization/Anti-Globalization) In this
regard, Held once again provides a highly comprehensible and
balanced interpretation of a great deal of complex data. What
then is the alternative to the Washington consensus? What is
novel in this work is that Held offers an answers to the
question posed in the title of his well-known article,
“Democracy: From City-State to Cosmopolitan Order?” There he
suggested connections could be drawn from the dawn of
democracy in the West to the modern inter-state system. In
the current work, Held argues against the status-quo, and
its grass-roots opposite—the radical arm of the
anti-globalization movement. The neoliberal position “simply
perpetuates existing economic and political systems and
offers no substantial policies to deal with the problem of
market failure.” On the other hand, the anti-globalization
alternative Held calls “deeply naive about the potential for
locally based action to resolve, or engage with, the
governance agenda generated by the forces of globalization.”
(p. 162)
In short, our current course will only exacerbate the
already obscene inequalities while refusing to address the
root causes of terror beyond a dangerously simplistic
neoliberal claim that “they” hate our freedom. Held’s
response to the radical anti-globalization movement is that
for the foreseeable future, globalization is here to stay
and any progressive strategies seeking to counter its
invidious effects must involve the appropriation and
transformation of existing transnational agencies so that
accountability may be increased and dispersed. But this is
not all. In order to increase the legitimacy and
responsiveness of international law by which all of these
institutions operate, international courts themselves must
be fortified through the realization of cosmopolitan
principles throughout the entire post-national
constellation. Chief among these is the role of
international law and the International Criminal Court and
the International Court of Justice.
For Held, “[p]opular support against terrorism, as well
as against political violence and exclusionary politics of
all kinds, depends on convincing people that there is a
legal, responsive and specific way of addressing their
grievances.” (p. 169) Held’s prescriptions, therefore, seek
to ensure that institutions will actually respond in legal,
responsive and specific ways to these grievances. But this
is indeed the difficulty. Because of the logic of the
stalemate, neither side is willing to compromise first. For
Held’s argument, both changes have to occur simultaneously.
Another way of seeing the problem is to appreciate the
following critical question. Is it anti-Westernism or
anti-modernism that terrorists condemn? In fact, this may be
what distinguishes the terrorist faction of the Palestinian
movement from those who planned the September attacks and
their co-conspirators in Iraq and elsewhere. Palestinian
terrorism was never particularly anti-modern or anti-Western
although it often expressed anti-American sentiments.
But the web of terrorist organizations that attacked the
United States and that represent the most vicious aspects of
the insurgency in Iraq, despite their diffuse connections,
have been quite explicit in their anti-modernism. Held
observes briefly in his conclusion that in the Muslim world,
there seems to be an ongoing debate about how to deal with
the terrorists while attempting to figure out how to
encounter modernity without necessarily Westernizing. What
are generally called Western values are a particular set of
responses to the challenges of modernity. They are by no
means uniform and this is why the disputes within Europe
itself and between the United States and the more powerful
states in Europe render fears of monolithic Western
domination simplistic. Indeed, as Held maintains, Western
Europe does offer an alternative to the Washington consensus
in the particular forms of social democracy that arose
there. (p. 167) But Muslim countries, like all other
nation-states, have to come to terms with modernity’s
political and economic forms in their own way. And they have
every right to try to do so without necessarily adopting
entirely western European or North American solutions.
Western Europe’s experiences show that modernity poses
potentially destructive challenges to traditional ways of
life, but it also opens new possibilities as well. Since
globalization makes isolation virtually impossible, every
community will have to process globalization’s double-edged
character. It is this dual aspect of the phenomenon that
Held’s prescriptions do not fully appreciate. Dialogue and
coalition-building are certainly important. Unfortunately,
despite the recent wooing of European allies by United
States administration officials, the religious hue of
President Bush’s pre-modern messianism does not seem to lend
itself to much of either. This current in American policy is
one many beholders legitimately fear.
The challenges the authority and execution of international
legal regimes face in controlling these forces illustrate
further the complexities of the stalemate. As Tocqueville
noted, courts in a democracy represent an un-democratic
strain essential to the system’s proper functioning. The
relation between natural law and democratic will, a key
component of modernity, was accomplished over several
hundred years partly through the compromise of political
negotiation in successful national formation processes in
Europe and North America. But this process in many cases
also violently ruled out effectively dissolutionary elements
that sought to establish smaller, autonomous units. (Tilly)
Even in some Western countries these forces were not
entirely pacified and still simmer. Are similar processes
being repeated globally? The cosmopolitan principles Held
enumerates represent a critical approach to establishing a
system of reciprocity. But as Meinecke suggested, the
cosmopolitan spirit of the 18th and 19th centuries could
only come to rest at the national level. This was the
largest form of association in which the universal, humanist
values of the Enlightenment could be institutionalized. But
the nation-state in this formulation is an organization that
focuses political power in geographical and ideological
centers. Of course, there were nay-sayers, for instance, in
the American colonies, who argued an authentic, just
political community could not long endure in this large,
centralized form. This sentiment remains in the United
States among those who oppose the ICC. Thus without the will
of the United States behind it, and without American
submission to its rulings, the latter will surely be no more
than Hobbes’s “covenants without swords.”
The absence of an effective and legitimate enforcer of
either the will of the global many or international law is
the most important difference between the nation-state and
the inter-state system. Held suggests Europe could develop
its own rapid-reaction force as an alternative source of
power to the United States. (p. 166) But distance, both
physical and philosophical, also poses serious challenges to
any coordinated efforts at appropriating the system of
international regulatory institutions. The system is
comparatively looser than the national counterparts it
challenges. Held offers a multilateral vision of world order
that could be instrumental in more equitably distributing
any benefits that may be derived from world trade and
association. This vision of dispersed, yet accountable rule
is also essential in avoiding many of the violent outcomes
of centralization that plagued emerging nation-states. But
this vision can only be realized if some sense of world-wide
solidarity, or covenant if you will, develops to take shared
control of these networks. Perhaps it is the case that rapid
communication and travel may serve the same function the
mass communication media did in Western nation-state
building. (Anderson) But if these networks are dominated by
commercial interests can they be used to get the word out?
Will they be yet more instruments by which Philip Bobbit’s
emerging “market state” permanently cements its grip on the
interstate system? (Bobbit) Held obviously holds out hope of
the possibility of mitigating growing inequalities. Towards
this end, his suggestions provide a valuable
contribution to the task of charting a cooperative rather
than coercive course.
Works Referenced
Anderson, Benedict. Imagined Communities: Reflections
on the Origin and Spread of Nationalism. Rev. and
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Bobbit, Phillip. The Shield of Achilles: War, Peace, and
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Held, David. Democracy and the Global Order: From the
Modern State to Cosmopolitan Governance. Stanford, CA:
Stanford University Press, 1995.
Held, David, and Anthony G. McGrew.
Globalization/Anti-Globalization. Malden, MA: Blackwell
Publishers, 2002.
———. Governing Globalization: Power, Authority and Global
Governance. Malden, MA: Polity Press, 2002.
Held, David, et al. Global Transformations: Politics,
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Sassen, Saskia. Losing Control? Sovereignty in the Age of
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Stiglitz, Joseph E. Globalization and Its Discontents.
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