A
quarter of a century since he wrote it,
Howe's biography of Trotsky raises far more
questions than it can directly answer. How
could a devoted democratic socialist
describe a founder of the Bolshevik Party
and thus of the Soviet state as "one of
titans of the century," not least when the
author also recognizes that Trotskyism is
"without political or intellectual
significance: a petrified ideology?"1 Outcast
and unarmed, the prophet's strong residual
attraction for someone as intellectually and
politically rigorous as Howe bears scrutiny.
Throughout this biography he is in a state
of quantum indeterminacy about his subject,
shifting from a state of intellectual
criticism to one of emotional attachment,
often in the same paragraph. We read
detailed condemnation of the totalitarian
state that Trotsky helped bring to birth, of
the failure of his political movement, and
of his failed predictions, yet Howe
interlards this with general superlatives
about his subject's heroic virtues.
Howe is not alone in this. There is, it
seems, a special romantic Trotsky in the
hearts of a certain generation of the
American Left in particular: a proto-Che, a
revolutionary and man of action who was yet
an intellectual and man of sensibility. It
is a mythic construct, as befits a mythical
figure, or perhaps, in this more sordidly
commercial age, a spectacularly successful
example of rebranding. In either case
somehow the American Left has absolved
Trotsky of any moral responsibility for the
events in the Soviet Union after his exile
and indeed tends to overlook his direct
responsibility for the formation and, more
important, the subsequent development of the
Soviet regime.
Coming from Britain to the United States,
one cannot help but be impressed, or rather
somewhat depressed, by the influence of
Trotskyism on the American Left. Admittedly
the Left in much of the world is now hardly
at the apogee of its influence, in contrast
to the hopes many of us had at the fall of
Berlin Wall, when we imagined a new promise
for the core collectivist values of
democratic socialism, untrammeled by the
sordid reality of "actually existing
socialism" of the East European
variety.
But here in the United States it seems that
Leon Trotsky's attempt to pass himself off
as a democratic socialist was in large
measure swallowed by the noncommunist Left.
The Dewey Commission, headed by the
philosopher John Dewey to examine the
charges against Trotsky at the Moscow
trials, established that the accusations
were ridiculous but would perhaps have done
better to go on to scrutinize Trotsky's own
behavior in power. Although Dewey, according
to Howe, had serious misgivings about the
exile's democratic credentials for liberal
sainthood, it would appear that many
American socialists took the commission's
report as a clean bill of political health
for the exiled leader.
Within a few short years much of the
noncommunist American socialist movement was
deeply under the influence of the "Old
Man"--what remained of it, that is, after
his followers had joined the Socialist Party
and their infectious polemical sectarianism
had spread through it, splitting it into
sects. As a result, instead of being a
cluster of tiny cults breeding on the edge
of a mass social-democratic party, as in
Europe, in a sense "Trotskyism" in the
United States killed the host and replaced
it.
The Bolshevik exile joined the mainstream of
American socialism, particularly among those
intellectuals, such as Howe, who still kept
the red flag fluttering from their ivory
towers, and this certainly contributed to
socialism losing its admittedly slender
chance to enter the mainstream of American
politics. For American workers and liberals
the choice was between Communist-dominated
activism and fervent loyalties to smaller
and smaller sects dominated by and named
after obscure political leaders in
unconscious imitation of the Hasidic sects
following East European rabbi families
decades after the shtetl was gone:
Pabloites, Shachtmanites, Mandelites, each
wishing on the other the fate of the
Amalekites. No wonder most of the natural
constituency for social democracy chose to
go with the Democrats.
However, even among those, often academics
and intellectuals, who tried to keep alive
the ideals of democratic socialism in
America, Trotsky seemed to remain
respectable when other manifestations of the
Soviet "experiment" were beyond the pale.
Although he himself sought sedulously to
project himself as the pretender to the
throne of Vladimir Ilyich temporarily
occupied by Stalin, many of his admirers
solipsistically cast him in their own image,
whether anti-Soviet or democratic
socialist.
The resilience of Trotsky's attraction is
shown by the continued respect that even the
neocons and others who began their political
life in his movement feel for him, although
they have left socialism behind. Howe's
book, inadvertently, sheds some additional
light on this conundrum: how people ranging
from the tiniest and most fissured sects
advocating world revolution and the
impending downfall of capitalism to
powerbrokers in the Reagan and Bush
administrations--and staunch anti-Leninist
social democrats in between--can still have
mental icons of the Old Man hanging inside
their skulls.
In Britain, by contrast, Trotskyist
movements were peripheral to the Labour
Party, buttressed as it was by a long
tradition of indigenous socialism; spurning
foreign models; and nurtured on unions,
Fabianism, and Methodism. The cyclical
Trotskyist attempts to infiltrate the Labour
Party, usually through its youth movement,
were regularly defeated. They made little or
no impression in the unions, where indeed
much of the burden of combating them was
borne by the Communist Party, which had an
industrial influence way beyond its
membership. That was also why many on the
left of the Labour Party tended to travel in
parallel, if not necessarily in fellowship,
with the Communist Party, since its union
influence gave it some sway in the Labour
Party, where unions had a block
vote.
Even so, in Britain, with the intellectual
and emotional support of a mass socialist
tradition, it was entirely possible to be a
radical left-wing socialist and yet to
regard Trotsky, Lenin, and Stalin as cut
from the same absolutist and totalitarian
cloth.
Howe's biography of Trotsky reflects much of
the American Left's ambivalence. His clarity
and honesty continually bring him back to a
recognition that Trotsky never renounced
Leninism and that, in the end, the latter
gave birth to Stalinism. But the intellect
he brings to bear on this is blunted, one
suspects because of Trotsky's appeal to the
intellectuals, like Howe, rather than to the
intellect.
Howe published the book in 1978, when
Trotsky was important because, in effect, so
many intellectuals thought he was. Even if
Trotskyism and Trotskyists were of marginal
importance to any meaningful political
movement in the United States, the Soviet
Union still stood, apparently strong, and in
a bipolar world his views on the origins and
development of the Bolshevik state system
had relevance for socialists assessing means
to the socialist future.
It also followed a period in which Howe was
wrestling for the souls of younger
socialists in the New Left, trying to prove
to skeptical revolutionaries that it was
possible to be anti-Soviet and still a
radical socialist. Although he did not pull
his punches in those debates, it would not
have helped to throw Trotsky, a Left icon,
out with the Stalinist bathwater. In those
days before the Reagan/Thatcher
counterrevolution the achievements of social
democracy in Western Europe were not the
stuff to stir the blood of the young with
hope. "The West is Red" was not a slogan to
conjure with.
Indeed, by the time Howe wrote, Trotsky may
have had a rival in Mao Zedong, but the
latter, although an intellectual with some
of the necessary romantic qualifications,
suffered several disabilities. He had missed
martyrdom and had hung around too long to be
distanced from any "mistakes" in the Chinese
system. Indeed, he was not Jewish! What is
more, Mao was not part of the Western
intellectual tradition that had formed
Trotsky and Howe. "Somewhere in the orthodox
Marxist there survived a streak of
nineteenth-century ethicism, earnest and
romantic," Howe claims, with the added
advantage that Trotsky was "frank and
courageous" in the face of power
(5).
Howe introduces himself as still a socialist
and admits to a "brief time" under
"Trotsky's political influence," although in
the forty years since "I have found myself
moving farther and farther away from his
ideas." So why was a social-democratic
writer writing about an exiled Russian whose
ideas he no longer espoused? Howe explains
that Trotsky "remains a figure of heroic
magnitude, and I have tried to see him with
as much objectivity as I could summon." It
was perhaps not enough.
Heroes were in demand both when Howe was
growing up and when he wrote his biography.
The intellectually voracious radical Jewish
culture of the 1930s and 40s thought that
ideas mattered and that they could change
the world. Is it too far a stretch to
remember that this was the milieu that gave
birth to Superman and other comic-book
superheroes? Lev Davidovich Bronstein, the
Russian Jewish intellectual, may never have
stepped into a phone booth like Clark Kent,
but he did transform himself into a
Colossus, bestriding the globe. This was
surely in the mind of Howe, who was
rediscovering his Jewish roots and had
recently written World of Our Fathers.
It perhaps made marginally more sense to
lionize Lev Bronstein than it did to cry
when Stalin died, as some Jewish communists
did--just before "Uncle Joe" was about to
try for a second run at the Final Solution,
by many accounts.
The era and the people also gave birth to
science fiction writers such as the
explicitly Marxist Futurians in New York,
with writers like Frederik Pohl and Cyril
Kornbluth, who ran dystopian thought
experiments on society, and Isaac Asimov,
who created a history of the future in broad
galactic sweeps, reminiscent perhaps of
Trotsky's depictions of the recent past. Big
solutions, all-inclusive tidal waves of
history, the certainty of true believers
were all in the air in Howe's formative
years.
Howe rhapsodizes, as enthralled by the man
as he is disturbed by the result: "His
personal fearlessness, his combination of
firm political ends with tactical ingenuity,
and his incomparable gifts as an orator
helped to transform him, at the age of
twenty-six, into a leader of the first rank:
he had entered upon the stage of modern
history and only the ax of a murderer would
remove him." It is interesting that one
could write a short and entirely accurate
encomium of Adolf Hitler in almost exactly
the same vein, if one chose to eschew
ethical judgment on the use of these
singular talents and its consequences.
These occasional intrusions of hagiography
into Howe's treatment perhaps highlight the
path that many followers of the Old Man took
to neoconservatism, even if it is not a
journey that Howe himself ever chose. They
help explain why Trotsky remains a hero even
for those who have abandoned his socialist
ideas. Trotsky was an intellectual who was a
man of action. He had fomented revolution;
he had waged a war that looked romantic the
farther away from it the observer was in
space and time. He wrote about his own times
and deeds with verve and with the broad
brush of certainty that appeals to
intellectuals haunted by quibbles and
details. And what's more, he was dead,
martyred. No wonder people like Howe could
see the warts, describe them, and yet
simultaneously paint them over.
However, Howe's hero never renounced the
Bolshevik's methods, and he never seriously
addressed, let alone apologized for, his own
role in developing the totalitarian state
that hounded him to his death, even though
it had begun its execution of opponents
while he was one of its leaders. Indeed, in
his arrogance Trotsky never explained quite
why he had been so politically maladroit in
his assessment of the trend in the party
represented by Stalin and why the latter,
whom he despised so roundly, so equally
roundly defeated and ousted him.
"If there is a single text that supports
those who believe Leninism and Stalinism to
be closely linked or to form a line of
continuous descent, it is Terrorism and
Communism," Howe declares regretfully
(74). He is clearly still not prepared to
make the connection unequivocally in this
biography. He deems it "perhaps profitless"
to try to identify the precise time when
"the revolutionary dictatorship of Lenin
gave way to the totalitarianism of Stalin"
(88). It is interesting that Howe himself is
in effect distinguishing the two, when by
then his general drift of political thought
was rather to conflate them.
It is equally interesting that Howe's other
great mentor was George Orwell, whose
emphasis on an intellectual tradition, on
democracy and decency, anticipated Howe's
and was so much clearer, so much earlier,
about this issue. Orwell, for example, took
Arthur Koestler to task for his residual
loyalty to the party "and a resulting
tendency to make all bad developments date
from the rise of Stalin," whereas "all the
seeds of the evil were there from the start,
and . . . things would not have been
substantially different if Lenin or Trotsky
had remained in control."2
Trotsky himself made the break with his
past, says Howe, during the last decade of
his life, when he "offered a towering
example of what a man can be." He adds, "A
later generation . . . may be forgiven if it
sees the issue of democracy as crucial and
regards Trotsky's sustained critique of
Stalinism as his greatest contribution to
modern thought and politics" (130).
However, an even later generation could
equally be forgiven for regarding as lacking
and somewhat insubstantial any critique that
sedulously avoids considering the roots of
totalitarianism in the theory and practice
espoused by the ruling party when Trotsky
was one of its architects. Terrorism and
Communism would have allowed him to be
cast as Squealer as much as
Snowball.
Accurate as his current allegations about
Soviet practices may have been, Trotsky was
far from the first to identify the regime's
faults, and the absence of any hint of
self-criticism could make it look like a
Tweedledum-Tweedledee bout in which the only
serious question was whether he or Stalin
should be master.
In contrast, Howe's critique of Bolshevism
is measured and analytical rather than
bell-book-and-candling exorcism. He
distinguishes between the freedom of
internal debate among the original
Bolsheviks under Lenin and in the later
Stalinist and post-Leninist organization and
so to some extent discounts the
inevitability of what happens when a party
of true believers becomes possessed of
exclusive state power. Few, if any, of the
sects that claimed to follow Trotsky showed
much toleration for dissent in their ranks,
even if they, perhaps fortunately, never
achieved state power to enforce their
discipline. In fact the younger Trotsky was
more astute than both Howe and the later
Trotsky in foretelling the way that things
would go when the Central Committee
substituted itself for party, class, and
state.
Howe recognizes this in a strangely muted
way. In describing his subject's failures he
says, "this is not to excuse the principled
failure of Trotsky to raise the issue of
multi-party socialist democracy, it is, at
best, to explain it" (125). This is strange
wording, since by all of Howe's normal
standards the failure to raise such an issue
was deeply unprincipled.
Where Howe went part of the road with the
neocons in the early stages was in the
strain of Trotskyism identified above all by
anticommunism, or anti-Stalinism, developed
by Max Shachtman, who took the Old Man's
critiques of the Soviet system to new and
higher levels of dissociation and whom Howe
acknowledges as a major influence.
The followers of Shachtman and their neocon
political progeny had little or no
difficulty in seeing Communism and the
Soviet Union, not as some redeemable wayward
revolution, but as an absolute evil to be
crusaded against. That proto-neocon passion
against the Evil Empire reached a crescendo
by the fall of the U.S.S.R., ironically
almost putting retrospective truth in the
Stalinist canards about Trotskyism's
alliance with fascism, in light of
neoconservative support for U.S. alliances
with right-wing dictatorships against the
greater enemy of Communism.
What did the neocons take from Trotsky?
Certainly we know that politically they
abandoned Trotskyism, in the sense of the
revolutionary socialism that their hero
would have considered his essence. However,
there are strongly idiosyncratic
characteristics of the Old Man and his
movement that seem to be adoptable and
transmittable even when pithed of their
ideological core. As Howe, in his
introduction, mentions, his hero's ideas
"take on vibrancy only when set into their
context of striving, debate, combat" (vi).
As he points out, Trotsky's oratory earned
"the dislike, even hatred, of many opponents
because of what they saw as the polemical
ruthlessness and arrogance of his style"
(41).
We miss from this an appreciation that the
later Howe had himself become one of those
opponents, an advocate for democracy and
openness, for democratic socialism as
opposed to the burgeoning totalitarianism of
Bolshevism, who would surely have been cast
rhetorically into the dustbin of history by
his subject, depicted here as a Leftist Rush
Limbaugh.
However, no one who has had dealings with
the various strains of Trotskyism in later
years would have any difficulty in
identifying this robustly unforgiving
polemicism as an integral part of Trotskyite
practice, even more so than that of their
Stalinist antagonists.
Indeed, Howe reports that Trotsky in 1920
condoned "acts of repression that undercut
whatever remnants there still were of
'Soviet democracy.' Worse yet he did all
this with a kind of excessive zeal, as if to
blot out from memory much of what he had
said in earlier years" (70).
Trotskyism's obsession with the Soviet
Union, its inability to shed the baggage of
Bolshevism, led for decades to a strange
sterile dialectic, all antithesis and no
thesis, in which negative polemics and
Talmudic exegesis of the Master's texts
substituted for engagement with the
realities of political and social life, with
perhaps a penchant for infiltrating and
suborning other political entities.
It is fascinating to see how that passion
has survived the demise of its target. The
"striving, debate and combat," the deep
self-certainty of the Trotskyist sects, the
polemics with no quarter, the eschewal of
all thought of consensus and compromise as
betrayal of the truth are recognizable
characteristics of the neocons--and to some
extent of neo-neocons such as Christopher
Hitchens, who, like Howe, has Trotsky and
Orwell as twin icons. Could it be some
common thread of anxiety for politically
motivated intellectuals, un impuissance
des clercs, a feeling that, despite the
aphorism, the pen usually wilts in the face
of the sword?
However, so much negative passion demands a
thoroughly unworthy opponent, and radical
Islam seems to have provided the neocons
with more than enough target for their
redirected revolutionary ire now that they
have lost their primary target. Ironically
some at least of their cousins who stayed in
the nominally socialist fold have equally
eagerly acted as apologists for the Islamic
states against "imperialism."
Howe recognizes the inherent idealism, in
the Platonic sense, that Trotsky displays.
Somewhat at odds with his own generally more
approbatory treatment, he quotes approvingly
Joel Carmichael's "shrewd" assessment of his
subject: "It was no doubt his lofty--indeed
in the philosophical sense 'idealist'--view
of politics that made Trotsky misunderstand
what was actually happening. . . . It
astigmatized him, as it were, with respect
to the power of the actual apparatus, and
made him regard himself as Bolshevik paragon
merely because of his identification with
the Idea of the Party: he disregarded his
failure to be identified with its personnel"
(92).
Certainly it could be argued that the
neocons inherited from Trotsky the passion
for the importance of ideas, and of fighting
for them, and also that that intoxication,
transferred from the heady intellectualism
and sectarianism of the sundered American
socialist movement, has transformed American
conservatism, which had previously tended
more naturally to empiricist defenses of the
status quo or to golden days.
Almost equally integral to Trotskyism was
the ability to hold huge, inspiring,
eloquent--and utterly wrong--"Ideas" and to
hold onto them in the face of uncooperative
reality. Even the levelheaded Howe treasured
Trotsky's "heroic" ability to be stunningly
wrong in a spectacular, albeit imaginatively
attractive way. In dealing with his
"boldest" theory, of Permanent Revolution,
Howe asserts that "the full measure of its
audacity can be grasped even today by anyone
who troubles to break past the special
barriers of Marxist vocabulary" (28).
However, while Howe is mesmerized with the
"brilliance" of Trotsky's historical
prognosis, he goes on to admit that history
neglected to follow the course so
brilliantly laid out for it. Nor does the
idea that a minority working class cannot
bring about socialism seem that audacious in
the light of the historical experience of so
many failed statist pseudo-socialist
experiments in the Third World.
Indeed, Howe admits that Trotsky "failed to
anticipate the modern phenomenon of the
totalitarian or authoritarian state, which
would bring some of the features of
permanent revolution into a socioeconomic
development having some of the features of a
permanent counter-revolution” (33). As
failures go, this goes a long way. Howe is
too kind when he concludes that "Trotsky's
theory remains a valuable lens for seeing
what has happened in the twentieth
century--but a lens that needs correction"
(33). A lens that fails so signally surely
needs recasting and regrinding in its
entirety.
Toward the conclusion of his biography Howe
tempers his romantic attachment and becomes
less uncritical, seeing his subject emerging
as "a figure of greatness, but flawed
greatness, a man great of personal courage
and intellectual resources, but flawed in
self recognition, in his final inability or
refusal to scrutinize his own assumptions
with the corrosive intensity he brought to
those of his political opponents."
A quarter of a century after Howe's
biography, six decades after Trotsky's
death, and ten years after the curtain came
down finally on the Bolshevik experiment,
things can be seen in a different light.
Trotsky's role "on the stage of modern
history" has shrunk into perspective. He
lost the arguments in the Soviet Union:
capitalism did not collapse
catastrophically, the industrial proletariat
in the world did not move to revolution. The
reformers and social democrats he despised
built societies that, even after Thatcherism
and the Third Way, still offer workers and
other citizens more in the way of
prosperity, freedom, civil, political and
social rights, than any other societies that
have existed on the face of the
earth.
Trotsky may not be in the "dustbin of
history" to which he consigned his
democratic-socialist opponents in the
Leningrad Soviet (52), but he is now a bit
player who exited, stage left, in a show
that was a hit for a while but has now
closed with no prospect of ever reopening.
He is more reminiscent of Rosencrantz and
Guildenstern than of Hamlet.
Ironically the only admirers of Trotsky to
achieve any degree of power are the neocons,
those who have joined with the world's
biggest imperialist power to remake the
world in some neoliberal capitalist image.
It is an achievement, but it is a severely
qualified one. Howe, who knew just how
ineffectual the squabbling Trotskyist sects
were--"not distinguished for an ability to
engage in fresh thought politically, or
reach the masses of workers practically"
(191)--would be amazed, possibly even
amused, if he were around to see the heights
reached by his former comrades, even if one
suspects he would think they were climbing
the wrong mountain.
After all, once the socialism was stripped
out, which was quite easily done in the face
of popular indifference, what was left of
Trotskyism but the failed predictions, the
ability to hold a deep belief, with
quasi-religious fervor, in a secular idea in
the face of all advice and empirical
evidence to the contrary? Having infiltrated
the conservative movement, Trotsky's heirs,
still an antithesis looking for a thesis to
batter, have substituted Islam, or Islamic
fascism, to fill the gap in their universe
left by the disappearing Soviet
Union.
They have a mission to remake the world, but
instead of Trotsky's Red Army swooping to
bring socialism to ungrateful Poles and
Central Asians, it is now the U.S. military
bringing democracy and free markets to
lesser breeds hitherto without the law. And
with the ruthless romanticism of the
revolutionary, they think the price in blood
is well worth paying, that history will
absolve them.
Howe never succumbed to such temptations,
retaining an attachment to socialism and
democracy that eschewed such misplaced
millennial visions. Somehow he contrives to
admire the man while deploring his deeds;
his philosophy; and, when it comes down it,
most of his life work. But his
uncharacteristic partial abandonment of his
usual sharply critical spirit when it came
to Lev Davidovich Bronstein--the Red
intellectual who could, and briefly
did--demonstrates the dangerous seductions
of hero worship. It is difficult to steer a
course between the Scylla of damnation and
the Charybdis of canonization when dealing
with historical figures, and if so rigorous
a thinker as Howe steered so close to the
rocks as he did with this biography, it is a
warning to others to try harder for some
objectivity.
Notes
1. Howe, Leon Trotsky, 193, 192.
Subsequent references will appear in the
text.
2. George Orwell, "Catastrophic Gradualism"
in The Collected Essays of George Orwell,
Vol. IV (Harmondsworth: Penguin, 1970)
5.